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Financial Services Commission
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#	Item
301	ListofcontactpersonsQIS3.xls Add to Reading List Source URL: eiopa.europa.eu Language: English - Date: 2015-05-05 11:18:52 Economy of Liechtenstein Financial Market Authority Financial Supervisory Authority Financial Supervision Authority Banking Finance and Insurance Commission Capital market Financial Services Commission Government Politics Government of South Korea
302	Microsoft Word - EDGX_Clearing_Letter_of_Guarantee.doc Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-04-15 11:44:12 Financial services Financial markets 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission United States securities law ACT U.S. Securities and Exchange Commission Broker-dealer Financial economics Financial system Finance
303	Microsoft Word - BZX_Clearing_Letter_of_Guarantee.doc Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-04-15 11:43:05 Financial services Financial markets 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission United States securities law ACT Broker-dealer U.S. Securities and Exchange Commission Financial economics Financial system Finance
304	Microsoft Word - EDGA_Clearing_Letter_of_Guarantee.doc Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-04-15 11:43:53 Financial services Financial markets 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission United States securities law ACT Broker-dealer U.S. Securities and Exchange Commission Financial economics Financial system Finance
305	PDF Document Add to Reading List Source URL: www.cffc.org.nz Language: English - Date: 2014-12-02 19:22:00 Personal finance Economy of Australia Superannuation in Australia Taxation in Australia Financial services Retirement Pension KiwiSaver Commission for Financial Literacy and Retirement Income Investment Economics Finance
306	Commission Delegated Regulation (EU) Noof 19 December 2012 supplementing DirectiveEU of the European Parliament and of the Council with regard to exemptions, general operating conditions, depositaries, Add to Reading List Source URL: www.dnb.nl Language: English - Date: 2015-05-13 07:12:19 Financial risk Investment Financial services Risk management Liquidity risk Hedge Collective investment scheme Undertakings for Collective Investment in Transferable Securities Directives IT risk Financial economics Finance Economics
307	Presentation 20 United Nations Economic Commission for Europe Statistical Division 2008 SNA: pension schemes Tiina Luige Add to Reading List Source URL: www.unece.org Language: English - Date: 2008-10-14 09:29:33 National accounts Pension Personal finance United Nations Economic Commission for Europe Compensation of employees Economics Finance Business Employment compensation Financial services Pensions in the United Kingdom
308	NEP Risk Alert Sent to Commission -- STILL NON-PUBLIC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-20 12:23:57 Financial services Funds Collective investment schemes Mutual fund Investment Company Act Financial adviser Net asset value Investment Advisers Act Registered Investment Advisor Financial economics Investment Finance
309	Microsoft Word - BYX_Clearing_Letter_of_Guarantee.doc Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-04-15 11:40:15 Financial services Financial markets 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission United States securities law ACT Broker-dealer U.S. Securities and Exchange Commission Financial economics Financial system Finance
310	Quick Reference Matrix: Broker-Dealer Communications in Social Media SEC and FINRA Compliance TYPE OF Add to Reading List Source URL: getcommandpost.com Language: English - Date: 2014-06-10 14:39:25 Financial services Financial system 73rd United States Congress United States Securities and Exchange Commission Securities Financial Industry Regulatory Authority Broker-dealer Securities research Financial analyst United States securities law Finance Financial economics

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